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  • Senior Managers and Certification Regime - Update for Solo-Regulated Firms Register

Senior Managers and Certification Regime - Update for Solo-Regulated Firms

Date: 20 March 2019
Time: 16:00 - 17:30
BDO LLP
55 Baker Street
London  W1U 7EU
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Rachel Eastwood
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  • Summary

Join us for our latest regulatory update on Wednesday 20 March 2019, where we will present on the Senior Managers and Certification Regime (‘SMCR’) and its application to solo-regulated firms.

The FCA has published the near-final rules on the forthcoming extension of the SMCR to solo-regulated firms. Specifically, this means that solo-regulated firms will migrate to the new regime from 9 December 2019.

We will discuss the requirements for all three classifications of firms (namely Enhanced, Core and Limited Scope) and how senior management can ensure they are compliant with regulations, whilst strengthening accountability within their organisations.

Agenda

4pm - Registration and coffee
4.30pm - SMCR for solo-regulated firms
5.15pm - Q&A
5.30pm - Finish

Register