Neil Fung-On

I head the Financial Services group, specialising in advising investment and wealth managers, capital markets firms, fintech businesses and other clients regulated by the Financial Conduct Authority.

I have significant experience providing audit, advisory and due diligence services to a broad range of regulated firms and investment funds. My fund experience covers onshore and offshore vehicles, regulated funds, listed investment trusts and VCTs, private equity and hedge funds.

I previously sat on the FCA's Smaller Business Practitioner Panel and have a deep understanding of the regulatory rules affecting investment firms. I've acted as a Skilled Person under s.166 FSMA 2000 in the areas of Client Assets and Regulatory Capital, giving me first-hand insight into the regulatory challenges firms face.

Ask me about financial services audit, investment fund assurance, FCA regulation, wealth management, fintech advisory and s.166 skilled person reviews.