Rob leads our FS Technology Risk practice and has significant experience in all areas of corporate and data governance and risk and control frameworks. Rob is well versed in all elements of technology risk including IT risk assessments, implementation reviews, general IT controls, application controls, data analytics, information security and service organisation control reporting. He has significant experience in auditing large and complex environments, both within regulated and non-regulated entities.
Specific areas of experience include IT risk assessments, general IT controls testing, application controls testing, substantive testing using computer assisted audit techniques, data governance and analytics, information security and IT strategy and technical infrastructure reviews.
Rob works with clients that are subject to significant regulatory input and who have significant dependence on information technology relating to governance and risk management. His expertise covers all aspects of corporate and data governance and risk and control frameworks. He has experience with regulators such as the Prudential Regulatory Authority (PRA), the Financial Conduct Authority (FCA), the Public Company Accounting and Oversight Board (PCAOB).
Rob has a broad understanding of the breadth of issues affecting the Financial Service Sector in particular Banks, Capital Markets and Investment Management firms. He provides input relating to governance, systems, process and controls as part of his advisory work as well as working on both our external, internal audits and service organisation control report assignments.