NASDAQ & New York Stock Exchange

Specialising in transactions occurring in the US Capital Markets, our Global Capital Markets team of professionals is dedicated to both Capital Markets and Accounting Advisory Services, offering integrated solutions to help guide you through complex financial landscapes including US GAAP and SEC Reporting.

From financing, transactions, and market-related activities to insights on compliance, financial reporting, and regulatory matters, we at BDO provide a comprehensive approach that helps businesses succeed and grow in the dynamic US Capital Markets.

Download our Going Public in the United States: Guide for foreign companies to learn how we support companies through NASDAQ and NYSE transactions, covering readiness, compliance, and financial reporting.

US Capital Markets Transactions

US IPO and SPAC Transactions:

IPO Readiness
Preparation and reviews of draft registration statements, Super 8-Ks
Preparation and reviews of draft financial statements of the issuer or the operating company target
Preparation of Regulation S-X Rule 3-05 and Rule 3-09 financial statements
Preparation of pro forma financial information in compliance with Article 11 of Regulation S-X
Support in liaising with independent registered public accounting firm including in issuance of comfort letters
Drafting accounting responses to SEC comment letters

Registered/Unregistered Debt and equity offerings:

Preparation and/or reviews of Prospectus/Offering Memorandum
Preparation of pro forma financial information consistent with the guidance applicable with Article 11 of Regulation S-X
Support in liaising with independent registered public accounting firm including in issuance of comfort letters